Compliance & Licensing
Support responsible insurance work through accurate records, clear procedures, and escalation.
Purpose and responsibilities.
Coordinate licensing records, appointments where applicable, continuing-education tracking, complaint handling, and agency compliance processes. Requirements are reviewed for the specific role, jurisdiction, and activity.
Licensing Records
Track license status, lines of authority, renewal dates, and verification evidence.
Appointment Coordination
Maintain records of carrier appointments and permissions where relevant.
Quality Review
Support communications review, documentation standards, and issue escalation.
Training Support
Coordinate reminders and records for applicable continuing education and internal training.
Connected to the rest of the firm.
Work is coordinated across clients, producers, account teams, and carrier partners. Accurate records and clear ownership keep each request moving.
We value thoughtful questions, careful handling of confidential information, and follow-through. Specific responsibilities and qualifications are described in each opening.
Capability, judgment, and contribution.
Relevant backgrounds may include the following. Check each opening for its specific requirements.
- Insurance Licensing
- Carrier Appointments
- Continuing Education Tracking
- Compliance Review
- Clear communication, sound judgment, and reliable follow-through
- Licenses and qualifications appropriate to the role, where required
Open Compliance & Licensing Roles
Current opportunities assigned to this division appear here automatically.